Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Sep 2019 to 8 Dec 2019)
  • My Pension Expert Limited (no longer approved here)

    FRN 579999

    • CF30 Customer (26 Aug 2014 to 30 Sep 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (26 Sep 2013 to 31 Jul 2014)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (26 Sep 2013 to 31 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.