Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Origen Financial Services Limited
FRN 192666
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (30 Sep 2019 to 8 Dec 2019)
-
- CF30 Customer (26 Aug 2014 to 30 Sep 2019)
-
- CF30 Customer (26 Sep 2013 to 31 Jul 2014)
-
- Employed By (26 Sep 2013 to 31 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.