John Cyril Arthur Blackburn

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stratton Wealth Management Limited

    FRN 845274

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 26 Nov 2020)
    • SMF16 Compliance Oversight (since 26 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 12 Jan 2020)
    • [FCA CF] Client dealing (since 12 Jan 2020)
  • Prism EBC Limited (no longer approved here)

    FRN 630623

    • (23)CF30 Customer (24 Apr 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (23)CF30 Customer at Prism EBC Limited