Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WESTMINSTER WISE LIMITED
FRN 1002114
- SMF16 Compliance Oversight (since 21 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Oct 2025)
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Westminster Wealth Management LLP
FRN 490519
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (25 Feb 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (12 Dec 2008 to 8 Dec 2019)
- CF10 Compliance Oversight (12 Dec 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.