Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marshall Wace LLP
FRN 228531
- [FCA CF] Client dealing (since 17 Mar 2021)
- [FCA CF] Material risk taker (since 17 Mar 2021)
- CF4 Partner (1 Dec 2017 to 6 Dec 2019)
- CF28 Systems and controls (17 Apr 2014 to 1 Dec 2017)
- CF30 Customer (19 Aug 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.