Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Smedvig Capital Limited
FRN 185901
- SMF9 Chair of the Governing Body (since 18 Jul 2024)
- CF30 Customer (since 14 Dec 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF1 Chief Executive (9 Dec 2019 to 18 Jul 2024)
- SMF3 Executive Director (9 Dec 2019 to 18 Jul 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 21 Sep 2012)
- CF8 Apportionment and Oversight (14 Jul 2005 to 31 Oct 2007)
- CF3 Chief Executive (14 Jul 2005 to 8 Dec 2019)
- CF10 Compliance Oversight (5 Aug 2004 to 21 Sep 2012)
- CF27 Investment Management (7 May 2003 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 21 Sep 2012)
- CF21 Investment Adviser (1 Dec 2001 to 7 May 2003)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
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Smedvig Ventures Limited
FRN 1006937
- (5)Employed By (since 14 Dec 2023)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Jul 2023)
- CF2 Non Executive Director (12 Sep 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.