Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (12 Feb 2014 to 18 Jun 2014)
    • CF30 Customer (12 Feb 2014 to 18 Jun 2014)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (12 Feb 2014 to 18 Jun 2014)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF1 Director (AR) (19 Feb 2013 to 5 Dec 2014)
    • CF30 Customer (19 Mar 2010 to 5 Dec 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 9 Nov 2007)
    • CF21 Investment Adviser (26 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Jan 2005 to 26 Apr 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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