Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (26 Sep 2022 to 10 Apr 2024)
- [FCA CF] Functions requiring qualifications (26 Sep 2022 to 10 Apr 2024)
-
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
- Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
-
- Employed By (30 Nov 2005 to 30 Dec 2005)
-
- CF21 Investment Adviser (4 Nov 2003 to 12 Aug 2005)
- CF22 Investment Adviser (Trainee) (20 Mar 2003 to 4 Nov 2003)
-
- Employed By (20 Mar 2003 to 12 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.