Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Manager of certification employee (since 13 Mar 2026)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 8 Jun 2017)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (30 Jun 2020 to 12 Sep 2022)
- CF30 Customer (4 Jan 2010 to 6 Mar 2016)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 8 Jun 2017)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (30 Jun 2020 to 12 Sep 2022)
- CF30 Customer (4 Jan 2010 to 6 Mar 2016)
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- [FCA CF] Material risk taker (30 Jun 2020 to 22 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2022)
- CF30 Customer (29 Jan 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.