Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROLLINSON SMITH AND COMPANY LIMITED (no longer approved here)

    FRN 116555

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF22 Investment Adviser (Trainee) (15 Jan 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Apr 2004 to 18 Jan 2006)
    • CF10 Compliance Oversight (1 Apr 2004 to 18 Jan 2006)
    • CF11 Money Laundering Reporting (1 Apr 2004 to 18 Jan 2006)
    • CF1 Director (30 Oct 2003 to 1 Mar 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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