Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (30 Mar 2023 to 31 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (6 Sep 2022 to 31 Oct 2025)
    • [FCA CF] Client dealing (7 Dec 2017 to 31 Oct 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (28 Aug 2019 to 7 Aug 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Jan 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Jan 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jan 2017)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (26 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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