Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (5 Jun 2003 to 25 Dec 2004)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.