Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BNY XBK (UK) Limited (no longer approved here)

    FRN 188432

    • SMF3 Executive Director (9 Dec 2019 to 19 Jun 2023)
    • CF1 Director (8 Aug 2018 to 8 Dec 2019)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [PRA CF] Managing a material risk taker (7 Mar 2019 to 20 Jul 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2019 to 20 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 20 Jul 2023)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • [FCA CF] Manager of certification employee (7 Mar 2019 to 20 Jul 2023)
    • [PRA CF] Managing a material risk taker (7 Mar 2019 to 20 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 20 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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