John Charles Simpson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • John Simpson

    FRN 303616

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Sole trader dealing with clients for which they require qualification (since 16 Jul 2021)
    • [FCA CF] Benchmark submission and administration (since 16 Jul 2021)
    • [FCA CF] CASS oversight function (since 16 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 16 Jul 2021)
    • [FCA CF] Material risk taker (since 16 Jul 2021)
    • [FCA CF] Proprietary trader (since 16 Jul 2021)
    • [FCA CF] Significant management (since 16 Jul 2021)

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Updates to this individual's record on the FCA register.

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