John Charles Sherlock

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hadlow Edwards Wealth Management Limited (no longer approved here)
FRN 945393
- (2)Employed By (10 Nov 2021 to 17 Apr 2024)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Apr 2024)
- CF1 Director (AR) (8 May 2013 to 16 Dec 2021)
- CF30 Customer (25 Oct 2011 to 17 Apr 2024)
RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (29 Aug 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.