John Charles Russell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Commonwealth Bank of Australia (no longer approved here)
FRN 139185
- [FCA CF] Material risk taker (30 Sep 2019 to 12 Jun 2020)
- [FCA CF] Client dealing (3 May 2019 to 12 Jun 2020)
- SMF22 Other Local Responsibility (21 Jun 2016 to 3 May 2019)
- CF30 Customer (27 Oct 2009 to 6 Mar 2016)
- CF21 Investment Adviser (18 Nov 2003 to 5 Sep 2006)
Cooperatieve Rabobank U.A. (no longer approved here)
FRN 171596
- CF21 Investment Adviser (8 Jan 2002 to 27 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.