Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 30 Jul 2024)
    • CF3 Chief Executive (AR) (since 30 Jul 2024)
    • Employed By (since 30 Jul 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (20 Jul 2018 to 8 Dec 2019)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Material risk taker (10 Mar 2021 to 2 May 2022)
    • SMF18 Other Overall Responsibility (15 May 2020 to 30 Jun 2022)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Material risk taker (10 Mar 2021 to 2 May 2022)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Jun 2022)
    • CF30 Customer (13 Jul 2016 to 8 Dec 2019)
    • CF29 Significant management (13 Jul 2016 to 8 Dec 2019)
  • TP ICAP Global Markets Americas LLC (no longer approved here)

    FRN 549855

    • SMF19 Head of Overseas Branch/Head of Overseas (23 Jul 2020 to 30 Jun 2022)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 19 May 2020)
    • CF30 Customer (13 Jul 2016 to 8 Dec 2019)
    • CF29 Significant management (13 Jul 2016 to 8 Dec 2019)
  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • CF30 Customer (19 Aug 2011 to 16 Jul 2013)
    • CF29 Significant management (19 Aug 2011 to 16 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.