John Charles Philpott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Philpott Financial Limited (no longer approved here)
FRN 929868
- SMF3 Executive Director (12 Nov 2020 to 7 May 2021)
- Responsible for Insurance Mediation (12 Nov 2020 to 7 May 2021)
- SMF16 Compliance Oversight (12 Nov 2020 to 7 May 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (12 Nov 2020 to 7 May 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 7 May 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 7 May 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 May 2021)
True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- CF30 Customer (10 Sep 2012 to 21 Dec 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.