John Charles Paul Humphries

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Continuum (Financial Services) LLP

    FRN 802331

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Mar 2020)
    • [FCA CF] Client dealing (since 12 Mar 2020)
  • Fairey Associates Ltd (no longer approved here)

    FRN 481350

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Dec 2019)
    • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (7 Jun 2018 to 17 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

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