Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 28 Mar 2023)
    • CF1 Director (AR) (since 5 Dec 2022)
    • CF30 Customer (since 5 Dec 2022)
    • (2)Employed By (since 5 Dec 2022)
  • New Leaf Distribution Limited (no longer approved here)

    FRN 460421

    • [FCA CF] Client dealing (21 Jul 2021 to 31 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (21 Jul 2021 to 31 Jan 2023)
    • CF30 Customer (1 Jul 2021 to 1 Feb 2023)
  • Spearpoint Consultants Limited (no longer approved here)

    FRN 820898

    • (7)Employed By (1 Jul 2021 to 1 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.