Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (27 Sep 2004 to 23 Jun 2006)
    • CF22 Investment Adviser (Trainee) (19 Jul 2004 to 27 Sep 2004)
  • Swallow Financial Management LLP (no longer approved here)

    FRN 221649

    • CF21 Investment Adviser (23 Jan 2004 to 7 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.