Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Jun 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 17 Jun 2021)
- CF1 Director (AR) (6 Oct 2009 to 8 Mar 2019)
- CF30 Customer (6 Oct 2009 to 17 Jun 2021)
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- Employed By (1 May 2018 to 17 Jun 2021)
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- Employed By (6 Oct 2009 to 17 Jun 2021)
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- CF22 Investment Adviser (Trainee) (8 Nov 2004 to 15 Nov 2005)
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- (2)Employed By (8 Nov 2004 to 15 Nov 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.