Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Blackwood Financial Planning Limited
FRN 1035073
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF16 Compliance Oversight (since 20 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jan 2026)
- SMF3 Executive Director (since 20 Jan 2026)
- [FCA CF] Client dealing (since 20 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 20 Jan 2026)
- Responsible for Insurance Distribution (since 20 Jan 2026)
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- Employed By (1 Dec 2001 to 30 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.