Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (1 Apr 2025 to 31 Mar 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2026)
- CF4 Partner (1 May 2017 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2026)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.