Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 25 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
    • Responsibility for MCD Intermediation (since 24 Sep 2020)
    • Responsible for Insurance Distribution (since 23 Sep 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (19 Jan 2009 to 8 Dec 2019)
  • Zurich Introducer Network Ltd (no longer approved here)

    FRN 207639

    • Employed By (18 Feb 2002 to 2 Oct 2002)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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