Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JDS Financial Solutions
FRN 492836
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 25 Feb 2021)
- [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
- Responsibility for MCD Intermediation (since 24 Sep 2020)
- Responsible for Insurance Distribution (since 23 Sep 2020)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (19 Jan 2009 to 8 Dec 2019)
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- Employed By (18 Feb 2002 to 2 Oct 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.