Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (2 Nov 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2004 to 27 Oct 2004)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (17 Feb 2004 to 19 Mar 2004)
    • CF22 Investment Adviser (Trainee) (27 Jan 2003 to 17 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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