Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 23 Jul 2024)
- [FCA CF] Client dealing (since 15 Feb 2017)
- [FCA CF] Manager of certification employee (29 Sep 2021 to 10 Jan 2023)
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- CF21 Investment Adviser (22 Sep 2005 to 22 Apr 2007)
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- CF21 Investment Adviser (8 Aug 2005 to 22 Apr 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.