Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF10a CASS Oversight function (19 Sep 2012 to 12 Dec 2013)
    • CF29 Significant management (19 Sep 2012 to 12 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.