John Butler

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wellington Management International Limited

    FRN 208573

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (1 Sep 2014 to 31 Dec 2017)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (25 May 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 21 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.