Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (20)Employed By (since 6 Sep 2021)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • William Alexander Mackie (no longer approved here)

    FRN 216591

    • Employed By (27 Jul 2005 to 6 Sep 2021)
  • John Burgess (no longer approved here)

    FRN 215401

    • (1)Employed By (1 Dec 2001 to 27 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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