Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank Corporate Markets Plc
FRN 763256
- [FCA CF] Material risk taker (since 18 Nov 2019)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Nov 2019)
- [FCA CF] Client dealing (since 29 May 2018)
- [FCA CF] Manager of certification employee (since 29 May 2018)
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- [FCA CF] Client dealing (6 Jan 2017 to 28 May 2018)
- [FCA CF] Manager of certification employee (6 Jan 2017 to 28 May 2018)
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- [FCA CF] Client dealing (6 Jan 2017 to 28 May 2018)
- [FCA CF] Manager of certification employee (6 Jan 2017 to 28 May 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.