Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2021)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
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- [FCA CF] Manager of certification employee (since 27 Nov 2018)
- [FCA CF] Material risk taker (since 7 Mar 2016)
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Coutts & Company
FRN 122287
- [FCA CF] Manager of certification employee (since 27 Nov 2018)
- [FCA CF] Material risk taker (since 7 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 5 Apr 2011)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 5 Apr 2011)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.