John Birdwood

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (31 Jan 2019 to 29 Feb 2024)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 29 Feb 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Mar 2023)
    • CF30 Customer (31 May 2011 to 6 Mar 2016)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF30 Customer (1 Nov 2007 to 27 May 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF30 Customer (1 Nov 2007 to 27 May 2011)
    • CF29 Significant management (1 Nov 2007 to 27 May 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (11 Jun 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.