John Baxter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (8)Responsible for Insurance Distribution at Lee Strathy Limited

  2. controlled function added: (9)SMF16 Compliance Oversight at Lee Strathy Limited

  3. controlled function added: (10)SMF3 Executive Director at Lee Strathy Limited

  4. controlled function added: (11)SMF1 Chief Executive at Lee Strathy Limited

  5. controlled function added: (12)[FCA CF] Client dealing at Lee Strathy Limited

  6. controlled function added: (13)[FCA CF] Functions requiring qualifications at Lee Strathy Limited

  7. controlled function added: (13)Responsible for Insurance Distribution at Flowers McEwan Limited

  8. controlled function added: (14)SMF16 Compliance Oversight at Flowers McEwan Limited

  9. controlled function added: (15)SMF3 Executive Director at Flowers McEwan Limited

  10. controlled function added: (16)SMF1 Chief Executive at Flowers McEwan Limited

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