John Baxter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (25)CF1 Director at Navigator Financial Planning Limited

  2. controlled function added: (39)Responsibility for MCD Intermediation at Law Society (NI) Financial Advice Limited

  3. controlled function added: (40)Responsible for Insurance Distribution at Law Society (NI) Financial Advice Limited

  4. controlled function added: (41)Responsible for Insurance Mediation at Law Society (NI) Financial Advice Limited

  5. controlled function added: (42)SMF16 Compliance Oversight at Law Society (NI) Financial Advice Limited

  6. controlled function added: (43)SMF3 Executive Director at Law Society (NI) Financial Advice Limited

  7. controlled function added: (44)SMF1 Chief Executive at Law Society (NI) Financial Advice Limited

  8. controlled function added: (45)CF30 Customer at Law Society (NI) Financial Advice Limited

  9. controlled function added: (46)CF10 Compliance Oversight at Law Society (NI) Financial Advice Limited

  10. controlled function added: (47)CF3 Chief Executive at Law Society (NI) Financial Advice Limited

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