Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (25 Nov 2020 to 13 Jun 2022)
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 13 Jun 2022)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 19 Feb 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Feb 2021)
- CF1 Director (AR) (5 Mar 2008 to 19 Feb 2021)
- CF30 Customer (1 Nov 2007 to 19 Feb 2021)
- CF21 Investment Adviser (29 Aug 2007 to 31 Oct 2007)
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- Employed By (8 Mar 2007 to 19 Feb 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.