Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OPF Limited

    FRN 807521

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 20 Aug 2018)
    • Responsible for Insurance Mediation (20 Aug 2018 to 30 Sep 2018)
    • CF10 Compliance Oversight (8 Aug 2018 to 8 Dec 2019)
    • CF1 Director (8 Aug 2018 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (12 Nov 2024 to 26 Sep 2025)
  • Oracle Property Finance Ltd (no longer approved here)

    FRN 554423

    • Employed By (28 Jun 2011 to 7 Sep 2016)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (6 Mar 2006 to 30 Dec 2007)
  • Charlesworth Hunter Insurance Services Ltd (no longer approved here)

    FRN 407689

    • Employed By (31 Oct 2004 to 30 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.