Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Dec 2019 to 19 Oct 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Oct 2022)
- SMF3 Executive Director (9 Dec 2019 to 19 Oct 2022)
- [FCA CF] Benchmark submission and administration (9 Dec 2019 to 19 Oct 2022)
- [FCA CF] CASS oversight function (9 Dec 2019 to 19 Oct 2022)
- CF1 Director (17 Oct 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (17 Oct 2017 to 8 Dec 2019)
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- [FCA CF] Significant management (9 Dec 2019 to 19 Oct 2022)
- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 1 Nov 2022)
- [FCA CF] Benchmark submission and administration (9 Dec 2019 to 19 Oct 2022)
- [FCA CF] CASS oversight function (9 Dec 2019 to 19 Oct 2022)
- CF8 Apportionment and Oversight (5 Jun 2018 to 8 Dec 2019)
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- CF1 Director (AR) (16 Jun 2016 to 10 Nov 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.