Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GB Finance and Investment Limited (no longer approved here)

    FRN 773195

    • [FCA CF] Significant management (9 Dec 2019 to 19 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 19 Oct 2022)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 19 Oct 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 19 Oct 2022)
    • CF1 Director (17 Oct 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Oct 2017 to 8 Dec 2019)
  • Mobility (GB) Limited (no longer approved here)

    FRN 804826

    • [FCA CF] Significant management (9 Dec 2019 to 19 Oct 2022)
    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 1 Nov 2022)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 19 Oct 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 19 Oct 2022)
    • CF8 Apportionment and Oversight (5 Jun 2018 to 8 Dec 2019)
  • Fish Administration Limited (no longer approved here)

    FRN 310172

    • CF1 Director (AR) (16 Jun 2016 to 10 Nov 2016)

Recent activity

Updates to this individual's record on the FCA register.

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