Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jul 2022)
  • James Gregory Financial Limited (no longer approved here)

    FRN 610629

    • [FCA CF] Client dealing (2 Mar 2020 to 3 Mar 2020)
    • [FCA CF] Functions requiring qualifications (2 Mar 2020 to 24 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

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