Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (23 Aug 2004 to 31 Dec 2004)
- CF11 Money Laundering Reporting (23 Aug 2004 to 31 Dec 2004)
- CF21 Investment Adviser (28 Nov 2003 to 31 Dec 2004)
- CF27 Investment Management (28 Nov 2003 to 31 Dec 2004)
- CF3 Chief Executive (28 Nov 2003 to 31 Dec 2004)
- CF4 Partner (28 Nov 2003 to 31 Dec 2004)
- CF8 Apportionment and Oversight (28 Nov 2003 to 31 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.