Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Asset Value Investors Limited
FRN 119270
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [PRA CF] Key function holder (9 Dec 2020 to 26 May 2021)
- CF1 Director (8 Nov 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (27 Feb 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (27 Feb 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.