Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2022)
    • CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Nov 2006 to 5 Feb 2007)
  • Lester Brunt Wealth Management Ltd (no longer approved here)

    FRN 608489

    • (19)Employed By (18 Sep 2018 to 30 Sep 2022)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 3 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.