Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (27 Dec 2018 to 8 Dec 2019)
  • THE CO-OPERATIVE BANK P.L.C. (no longer approved here)

    FRN 121885

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 28 Jul 2006)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 28 Jul 2006)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 28 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.