Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
TP ICAP Broking Limited
FRN 154234
- [FCA CF] Manager of certification employee (since 21 Oct 2022)
- [FCA CF] Client dealing (since 31 Mar 2020)
- [FCA CF] Material risk taker (1 Aug 2022 to 31 Dec 2023)
-
- [FCA CF] Client dealing (3 Jul 2023 to 31 Jul 2024)
- [FCA CF] Material risk taker (3 Jul 2023 to 31 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.