Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • [PRA CF] Significant risk taker or Material risk taker (16 Oct 2020 to 1 Feb 2022)
    • CF30 Customer (1 Nov 2007 to 21 Dec 2009)
    • CF22 Investment Adviser (Trainee) (26 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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