Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Beyond Advice Group Ltd
FRN 830162
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF30 Customer (since 11 Sep 2023)
- CF1 Director (AR) (since 11 Sep 2023)
- [FCA CF] Client dealing (since 21 Feb 2022)
- Appointed representative dealing with clients for which they require qualification (since 21 Feb 2022)
- SMF3 (AR) Executive Director function (30 May 2022 to 11 Sep 2023)
- [FCA CF] Functions requiring qualifications (21 Feb 2022 to 11 Sep 2023)
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Chambers Wealth Management Ltd
FRN 566694
- Employed By (since 7 Nov 2011)
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- CF30 Customer (1 Nov 2007 to 28 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.