Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (8 Jun 2022 to 12 Jul 2023)
- [FCA CF] Functions requiring qualifications (8 Jun 2022 to 12 Jul 2023)
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- CF30 Customer (5 Apr 2016 to 7 Apr 2019)
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- CF21 Investment Adviser (27 May 2002 to 16 Dec 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
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- Employed By (1 Dec 2001 to 16 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.