John Andrew Spence

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cambridge Building Society

    FRN 157223

    • SMF9 Chair of the Governing Body (since 26 Nov 2020)
    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2020 to 1 Apr 2022)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • CF2 Non Executive Director (25 Jun 2009 to 30 Sep 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF10 Compliance Oversight (30 Jun 2003 to 5 Jan 2004)
    • CF11 Money Laundering Reporting (30 Jun 2003 to 5 Jan 2004)
    • CF14 Risk Assessment (30 Jun 2003 to 31 Dec 2005)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 30 Jun 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Jun 2003)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF10 Compliance Oversight (30 Jun 2003 to 5 Jan 2004)
    • CF11 Money Laundering Reporting (30 Jun 2003 to 5 Jan 2004)
    • CF14 Risk Assessment (30 Jun 2003 to 31 Dec 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Jun 2003)
    • CF1 Director (1 Dec 2001 to 16 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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