Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (31 Mar 2023 to 30 Sep 2023)
  • Mariana UFP LLP (no longer approved here)

    FRN 551170

    • CF30 Customer (20 Aug 2021 to 21 Dec 2021)
    • [FCA CF] Client dealing (22 Jul 2021 to 31 May 2022)
  • Avalon Capital Markets Ltd (no longer approved here)

    FRN 952707

    • (5)Employed By (20 Aug 2021 to 21 Dec 2021)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Client dealing (10 Nov 2020 to 31 Dec 2020)
    • CF30 Customer (27 Nov 2019 to 8 Dec 2019)
    • CF21 Investment Adviser (10 Sep 2007 to 31 Oct 2007)
    • CF26 Customer Trading (27 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.