John Andrew King

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

N. M. ROTHSCHILD & SONS LIMITED
FRN 124451
- SMF3 Executive Director (since 13 Sep 2023)
- CF1 Director (AR) (22 Sep 2015 to 11 Jun 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Rothschild & Co Wealth Management UK Limited
FRN 218613
- SMF3 Executive Director (since 1 Mar 2022)
Lanebridge Investment Management Limited (no longer approved here)
FRN 550909
- Employed By (22 Sep 2015 to 11 Jun 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.