John Andrew Hughes

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Jul 2020)
    • [FCA CF] Client dealing (since 13 Jul 2020)
  • Clayton Holmes Naisbitt Financial Consultancy LLP (no longer approved here)

    FRN 485351

    • CF30 Customer (27 Jan 2014 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (13 Oct 2010 to 11 Jun 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 11 Sep 2010)
    • CF21 Investment Adviser (13 Mar 2006 to 31 Oct 2007)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (90)Employed By (18 Sep 2003 to 16 Dec 2005)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.